Tag: piecemeal engineering

Bold piecemeal engineering

I do not suggest that piecemeal engineering cannot be bold, or that it must be confined to ‘smallish’ problems. But I think that the degree of complication which we can tackle is governed by the degree of our experience gained in con­scious and systematic piecemeal engineering. [ch. 9, n3]

The scope of piecemeal engineering

The difference between Utopian and piecemeal engineering turns out, in practice, to be a difference not so much in scale and scope as in caution and in preparedness for unavoidable surprises. … [W]hile the piecemeal engineer can attack his problem with an open mind as to the scope of the reform, the holist cannot do this; for he has decided before­hand that a complete reconstruction is possible and necessary. [63]

Scientific politics

According to this piecemeal view, there is no clearly marked division between the pre-scientific and the scientific ex­perimental approaches, even though the more and more conscious application of scientific, that is to say, of critical methods, is of great importance. Both approaches may be described, fundamentally, as utilizing the method of trial and error. We try; that is, we do not merely register an observation, but make active attempts to solve some more or less practical and definite problems. And we make progress if, and only if, we are prepared to learn from our mistakes: to recognize our errors and to utilize them critically instead of persevering in them dogmatically. Though this analysis may sound trivial, it describes, I believe, the method of all empirical sciences. This method assumes a more and more scien­tific character the more freely and consciously we are prepared to risk a trial, and the more critically we watch for the mistakes we always make. …

For the piecemeal technologist or engineer these views mean that, if he wishes to introduce scientific methods into the study of society and into politics, what is needed most is the adoption of a critical attitude, and the realization that not only trial but also error is necessary. And he must learn not only to expect mistakes, but consciously to search for them. We all have an unscientific weakness for being always in the right, and this weakness seems to be particularly common among professional and amateur politicians. But the only way to apply something like scientific method in politics is to proceed on the assumption that there can be no political move which has no drawbacks, no undesirable consequen­ces. To look out for these mistakes, to find them, to bring them into the open, to analyse them, and to learn from them, this is what a scientific politician as well as a political scientist must do. Scientific method in politics means that the great art of convincing ourselves that we have not made any mistakes, of ignoring them, of hiding them, and of blaming others for them, is replaced by the greater art of accepting the responsibility for them, of trying to learn from them, and of applying this knowledge so that we may avoid them in future. [80-1]

The idealism of piecemeal engineering

Utopian rationalism is a self-defeating rationalism. However benevolent its ends, it does not bring happiness, but only the familiar misery of being condemned to live under a tyrannical government.

It is important to understand this criticism fully. I do not criticize political ideals as such, nor do I assert that a political ideal can never be realized. This would not be a valid criticism. Many ideals have been realized which were once dogmatically declared to be unrealizable, for example, the establishment of workable and untyrannical institutions for securing civil peace, that is, for the suppression of crime within the state. Again, I see no reason why an international judicature and an international police force should be less successful in suppressing international crime, that is, na­tional aggression and the ill-treatment of minorities or perhaps majorities. I do not object to the attempt to realize such ideals.

Wherein, then, lies the difference between those benevolent Utopian plans to which I object because they lead to vio­lence, and those other important and far-reaching political reforms which I am inclined to recommend?

If I were to give a simple formula or recipe for distinguishing between what I consider to be admissible plans for social reform and inadmissible Utopian blueprints, I might say:

Work for the elimination of concrete evils rather than for the realization of abstract goods. Do not aim at establishing happiness by political means. Rather aim at the elimination of concrete miseries. Or, in more practical terms: fight for the elimination of poverty by direct means—for example, by making sure that everybody has a minimum income. Or fight against epidemics and disease by erecting hospitals and schools of medicine. Fight illiteracy as you fight criminality. But do all this by direct means. Choose what you consider the most urgent evil of the society in which you live, and try patiently to convince people that we can get rid of it.

But do not try to realize these aims indirectly by designing and working for a distant ideal of a society which is wholly good. However deeply you may feel indebted to its inspiring vision, do not think that you are obliged to work for its reali­zation, or that it is your mission to open the eyes of others to its beauty. Do not allow your dreams of a beautiful world to lure you away from the claims of men who suffer here and now. Our fellow men have a claim to our help; no generation must be sacrificed for the sake of future generations, for the sake of an ideal of happiness that may never be realized. In brief, it is my thesis that human misery is the most urgent problem of a rational public policy and that happiness is not such a problem. The attainment of happiness should be left to our private endeavours.[484-5]

What democratic institutions may be expected to do

Seen in this light, the theory of democracy is not based upon the principle that the majority should rule; rather, the various equalitarian methods of democratic control, such as general elections and representative government, are to be considered as no more than well-tried and, in the presence of a widespread traditional distrust of tyranny, reason­ably effective institutional safeguards against tyranny, always open to improvement, and even providing methods for their own improvement.

He who accepts the principle of democracy in this sense is therefore not bound to look upon the result of a democratic vote as an authoritative expression of what is right. Although he will accept a decision of the majority, for the sake of making the democratic institutions work, he will feel free to combat it by democratic means, and to work for its revision. …

Institutions are like fortresses. They must we well designed and manned.

This distinction between the personal and the institutional element in a social situation is a point which is often missed by the critics of democracy. Most of them are dissatisfied with democratic institutions because they find that these do not necessarily prevent a state or a policy from falling short of some moral standards or of some political demands which may be urgent as well as admirable. But these critics misdirect their attacks; they do not understand what democratic institutions may be expected to do, and what the alternative to democratic institutions would be. Democracy (using this label in the sense suggested above) provides the institutional framework for the reform of polit­ical institutions. It makes possible the reform of institutions without using violence, and thereby the use of reason in the designing of new insti­tutions and the adjusting of old ones. It cannot provide reason. The question of the intellectual and moral standard of its citizens is to a large degree a personal problem. (The idea that this problem can be tackled, in turn, by an institutional eugenic and educational control is, I believe, mistaken; some reasons for my belief will be given below.) It is quite wrong to blame democracy for the political shortcomings of a democratic state. We should rather blame ourselves, that is to say, the citizens of the democratic state. In a non-democratic state, the only way to achieve reasonable reforms is by the violent overthrow of the government, and the introduction of a democratic framework. Those who criticize demo­cracy on any ‘moral’ grounds fail to distinguish between personal and institutional problems. It rests with us to improve matters. The democratic institutions cannot improve themselves. The problem of improving them is always a problem for persons rather than for institutions. But if we want improvements, we must make clear which institutions we want to improve. [ch. 7, 137-9]

The evolutionary character of social engineering

The political artist clamours, like Archimedes, for a place outside the social world on which he can take his stand, in order to lever it off its hinges. But such a place does not exist; and the social world must continue to function during any reconstruction. This is the simple reason why we must reform its institutions little by little, until we have more experience in social engineering.

This leads us to the more important second point, to the irrationalism which is inherent in radicalism. In all matters, we can only learn by trial and error, by making mistakes and improvements; we can never rely on inspiration, although inspirations may be most valuable as long as they can be checked by experience. [ch. 9, 181]

Piecemeal social experiments

Such arguments in favour of Utopian engineering exhibit a prejudice which is as widely held as it is untenable, namely, the prejudice that social experiments must be on a ‘large scale’, that they must involve the whole of society if they are to be carried out under realistic conditions. But piecemeal social experiments can be carried out under realistic con­ditions, in the midst of society, in spite of being on a ‘small scale’, that is to say, without revolutionizing the whole of society. In fact, we are making such experiments all the time. The introduction of a new kind of life-insurance, of a new kind of taxation, of a new penal reform, are all social experiments which have their repercussions through the whole of society without remodelling society as a whole. Even a man who opens a new shop, or who reserves a ticket for the theatre, is carrying out a kind of social experiment on a small scale; and all our knowledge of social conditions is based on experience gained by making experiments of this kind. … But the kind of experiment from which we can learn most is the alteration of one social institution at a time. For only in this way can we learn how to fit institutions into the framework of other institutions, and how to adjust them so that they work according to our intentions. And only in this way can we make mistakes, and learn from our mistakes, without risking repercussions of a gravity that must endanger the will to future reforms. … But the piecemeal method permits repeated experiments and continuous readjustments. In fact, it might lead to the happy situation where politicians begin to look out for their own mistakes instead of trying to explain them away and to prove that they have always been right. This—and not Utopian planning or historical prophecy—would mean the introduction of scientific method into politics, since the whole secret of scientific method is a readiness to learn from mistakes. [ch. 9, 176-7]

The ethics of solving society’s problems

I wish to outline another approach to social engineering, namely, that of piecemeal engineering. It is an approach which I think to be methodologically sound. The politician who adopts this method may or may not have a blueprint of society before his mind, he may or may not hope that mankind will one day realize an ideal state, and achieve happiness and perfection on earth. But he will be aware that perfection, if at all attainable, is far distant, and that every generation of men, and therefore also the living, have a claim; perhaps not so much a claim to be made happy, for there are no institutional means of making a man happy, but a claim not to be made unhappy, where it can be avoided. They have a claim to be given all possible help, if they suffer. The piecemeal engineer will, accordingly, adopt the method of search­ing for, and fighting against, the greatest and most urgent evils of society, rather than searching for, and fighting for, its greatest ultimate good. …

In favour of his method, the piecemeal engineer can claim that a systematic fight against suffering and injustice and war is more likely to be supported by the approval and agreement of a great number of people than the fight for the estab­lishment of some ideal. The existence of social evils, that is to say, of social conditions under which many men are suffering, can be comparatively well established. Those who suffer can judge for themselves, and the others can hardly deny that they would not like to change places. It is infinitely more difficult to reason about an ideal society. Social life is so complicated that few men, or none at all, could judge a blueprint for social engineering on the grand scale; whether it be practicable; whether it would result in a real improvement; what kind of suffering it may involve; and what may be the means for its realization. As opposed to this, blueprints for piecemeal engineering are comparatively simple. They are blueprints for single institutions, for health and unemployed insurance, for instance, or arbitration courts, or anti-depression budgeting, or educational reform. If they go wrong, the damage is not very great, and a re-adjustment not very difficult. They are less risky, and for this very reason less controversial. But if it is easier to reach a reasonable agreement about existing evils and the means of combating them than it is about an ideal good and the means of its realization, then there is also more hope that by using the piecemeal method we may get over the very greatest prac­tical difficulty of all reasonable political reform, namely, the use of reason, instead of passion and violence, in executing the programme. There will be a possibility of reaching a reasonable compromise and therefore of achieving the im­provement by democratic methods. [ch. 9, 171-3]